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Follicular Unit Transplantation

International Journal of Aesthetic and Restorative Surgery, 1995 3(2):119-132

Follicular Transplantation

Robert M. Bernstein, MD*, William R. Rassman, MD**,
Wojiech Szaniawski, MD***, Alan J. Halperin, MD****

* Assistant Clinical Professor of Dermatology, College of Physicians and Surgeons, Columbia University, New York, NY. New Hair Institute, 2150 Center Avenue, suite 1B, Fort Lee, NJ 07024. Tel:201/585-1115.
** New Hair Institute, 9911 West Pico Blvd., Suite 301, Los Angeles, CA 90035.
*** Dermatopathology Associates of New York
**** Dermatopathology Associates of New York


Introduction

Follicular TransplantationSM is the logical end point of over 30 years of evolution in hair restoration surgery beginning with the traditional large plugs and culminating in the movement of one, two and three hair units, which mirror the way hair grows in nature. The key to follicular transplantationSM is to identify the patient's natural hair groupings, dissect the follicular units from the surrounding skin, and place these units in the recipient site in a density and distribution appropriate for a mature individual. The critical elements of follicular transplantation are an accurate estimation of the donor supply of hair, meticulous dissection of the follicular units, careful design of the recipient area to maximize the cosmetic impact of the transplant, the use of large numbers of implants in fewer rather than more sessions, a long-term master plan that accounts for the progression of the male pattern alopecia, and realistic expectations on the part of the patient.

Follicular Units

The concept of follicular transplantationSM is based upon the observation that, in general, hair does not grow singly, but with the exception of the hairline, emerges from the scalp in groups called follicular units. Histologically, these units are comprised of 1 to 4 terminal and 1 to 2 vellus hairs that form a distinct group bounded by a circumferential band of adventitial collagen, the perifolliculum1. Two or three hairs within this group will often merge into a common canal and protrude through a single follicular orifice (Figure 1A). The merging of the shafts usually takes place in the infra-infundibulum of the hair follicle. Variations can be seen where the shafts share some anatomic structures with their neighbors exiting through individual but adjacent pores. The importance is not the anatomic merging of the unit but the fact that the distance between the follicular groups exceeds the width of the follicular unit itself (Figure 1B). If these follicular units are ignored in dissection, then more skin will be transplanted than hair and significantly more skin will be moved than needed. If these groups are recognized, the implant can be "follicular" and the anatomic proximity of the hairs within each unit can be used to the surgeon's advantage..

A
B
Figure 1. (A) Follicular Units (longitudinal). Two hair shafts of a single follicular unit merging at the infra-infundibulum and exiting through a common follicular orifice. (B) Follicular Units (horizontal). Cross section of six follicular units ranging in size from one to four hairs each. Note the peri-adventitial collagen surrounding each group and the large distance between the follicular units in relation to the individual unit widths.

The advantages of using follicular implants in contrast to traditional grafts include:

1) Surgical wound size at the recipient site is minimized.

2) Skin surface deformity is eliminated.

3) Distortion due to fibrosis associated with healing is reduced.

4) Natural scalp contour is preserved.

5) Oxygen diffusion to implants is maximized.

6) Interruption of blood supply is minimized.

7) Post-op recovery time is reduced.

8) Hair units may be placed extremely close together.

9) Extensive numbers of implants may be moved per session.

10) Hair may be distributed in a natural pattern.

11) Great flexibility in recipient site design.

Natural Hair Groupings2

The observation of over 1,200 patients using the densitometer reveals that in the donor area the great majority of one's terminal hair grows in "natural hair groupings" of two, three, four, and rarely five or more hairs. These natural hair groupings are the clinical correlate of the follicular unit and have a density of approximately 10 units per 10mm2 field, supporting the view of Headington that the absolute number of follicular units per unit area in man appears to be relatively constant and is around one per mm2. The donor density (hair shafts per mm2), however, is quite variable and can range anywhere from 1 to 4 hairs per mm2. The number of hair shafts in each follicular unit varies for each individual and is related to the patient's average donor density. Thus, in a patient with a high density (Figure 2A), there would be a higher proportion of groups having 3 and 4 hairs per follicular unit, but the number of follicular units per mm2 would still be around one. In a person with low density (Figure 2B), the predominant hair groupings might be of one and two. The presence of many hairs occurring singly is, therefore, the exception rather than the rule. To state it another way, an individual with high density does not have hair groupings closer together but has hair groupings with normal spacing between them. Each group, however, contains a greater than average number of hairs. Similarly, in a patient with low density, the spacing is not greater, only the hair groupings are smaller. As a patient ages, hairs randomly begin to miniaturize in each group so that each group will contain a combination of full terminal hairs, partially miniaturized terminal hairs, and vellus hairs (which are clinically insignificant). Eventually, the miniaturized hairs are lost, and the natural hair groupings are reduced in number. In all adult patients, the donor area contains both terminal and miniaturized hair, indicating that this zone is not truly permanent but will thin gradually over time. It is not until the total hair density in the donor area falls below 1.5mm2 that some follicular units completely disappear, and the follicular density is seen to decrease.

A
B
Figure 2. (A) Natural Hair Groupings: Above Average Density. The donor field has 18 follicular units containing a total of 42 terminal hairs. The patient's donor density was 2.3 hairs/mm2. (B) Natural Hair Groupings:- Below Average Density. The donor field has l8 follicular units containing a total of 31 terminal hairs. The patient's donor density was 1. 7 hairs/mm2.

In a person susceptible to androgenetic alopecia, the balding area thins in a way somewhat analogous to the donor area, i.e., miniaturized hairs gradually replace terminal hair, and the hair groupings initially decrease in size rather than in number. The major difference is that in the balding area, miniaturized hairs can populate entire hair grouping as the baldness progresses and can be so fine as to be indistinguishable from vellus hairs, whereas in the donor area there generally remain three rather distinct populations of hairs: terminal, miniaturized, and vellus. In some patients experiencing the early stages of what will eventuate in extensive balding (i.e., Norwood Class 6), where there is still some very light wispy coverage, the recipient density in these areas is surprisingly normal (i.e., close to the patient's donor density). However, all the hairs in each follicular unit are extensively miniaturized. This underscores the fact that it is not only the absolute number of hairs but their diameter and character that contribute to clinical appearance of fullness. In the balding area, it is only after the alopecia becomes extensive and the follicular units are comprised of only one or two miniaturized hairs each, that the actual follicular units begin to disappear from the bald area.

The importance of understanding the concept of hair groupings and their age-related changes is that in order to have a natural looking transplant, hair placed in the recipient site should approximate that which would have been present there naturally had the individual not balded. Since the natural hair groupings in the donor area correspond to the original hair groupings in the recipient area before they were impacted by androgenic hormones, they reveal the appropriate way that this area should be restored. For example, in transplanting a 45 year old Norwood Class 6 with an average donor density of 2.2 hairs/ mm2, one might try to restore the front and top of his scalp, leaving significant bitemporal recession and the crown bare. The distribution of natural hair groupings in this case might be 20% 1's, 45% 2's, 30% 3's, and 5% 4's. Therefore, attempting to place predominately 5 or 6 hair groups in this area would be destined to look unnatural. Similarly, all 1's and 2's in this situation would look too thin. In all situations, of course, the frontal hairline would be composed of single hair units. In the vast majority of restoration procedures, it would be appropriate to attempt to match these groupings, as they occur in nature, to produce an aesthetically balanced appearance.

Contour and Volumetric Changes

One of the rarely discussed but very significant cosmetic problems of grafts is the extra volume of tissue introduced into the recipient site. This extra tissue produces a fullness and elevation of the transplanted scalp and a clinically apparent ridge separating it from the surrounding bald scalp. (This condition in which the elevated area is relatively soft must be differentiated from the "hyperfibrotic changes" in the recipient area described by Stough, which is a proliferative process and produces an area that is indurated.) The reason for this phenomena is that balding is not merely the absence of hair. It is an atrophic process with absence or marked diminution of entire pilosebaecous units and their associated vascularity and connective tissue support. These appendages contribute substantial volume to the normal scalp. The solution most commonly used to solve the problem of adding additional tissue to the recipient area is to cut some of the recipient area away, i.e.. punch it out. Unfortunately, intact donor scalp is not the perfect match when transplanted into the bald recipient area, since it is significantly richer in each of these elements. Thus, removing skin in the recipient site is a futile attempt at compensating for the increased volume of the larger grafts, since the donor graft is much thicker than the atrophic recipient skin which it replaces. The better solution is not to transplant the intact skin in the first place, but to add only the follicular element which had been lost.

Transplantation in Extensive Quantities

Once the question of implant size is resolved, the corollary issue is the necessity of transplanting extensive quantities of these implants in a single or very limited number of sessions, given its medical feasibility. A simplistic answer is that when graft size decreases, the number of grafts must increase to yield the same amount of hair, which of course is true. However, there are a host of more compelling reasons to perform transplants in large sessions.

Putting aside anatomic, physiologic, and technical issues for the moment, it is important to emphasize the social and practical reasons to strive toward large sessions. The majority of patients who seek hair restoration surgery feel that their balding interferes with their life either socially, professionally, or both. Until the hair restoration surgery reaches a point where there is acceptable cosmetic improvement, the patient will be focusing more on his hair loss than he did before. Multiple, small procedures spaced out over an extended period of time keep the patient focused on the very problem he wanted to correct. During this period his self-consciousness worsens and disappointment begins when he realizes that small procedures fall short of his expectations. Even in the emotionally secure individual, the disruptions in daily life from the scheduling of multiple surgeries, the resultant limitations in activity, and the concern about their discovery can cause undue stress. In addition, post-operative numbness and paresthesia in the posterior scalp are constant reminders of the operation.

Multiple, partial procedures produce short-term cosmetic problems. The planning of rows of grafts that must be filled in at a later time to look normal or to be camouflaged by subsequent rows of micrograms is certainly not appreciated by the patient seeking cosmetic improvement. Flaps, multiple-staged scalp reductions, and those requiring tissue expansion certainly fit into this category as well. Often the cosmetic appearance of the work is only acceptable because the patient's own hair camouflages it. Patients undergoing multiple procedures in such a cosmetically visible area as the scalp can be so discouraged that they give up on the process entirely. In fact, many do stop until their baldness progresses and their own hair becomes unsuccessful in camouflaging the surgery. They then re-enter the population of partially treated patients shifting from doctor to doctor seeking someone who will finish the procedure. There is an important distinction between a person in the early stages of balding undergoing a transplant who has been well-informed that future procedures will be required as he balds further and a patient who begins hair restoration unaware that during an extended surgical process his appearance may be totally unacceptable to him and that he may never reach his goal.

With respect to medical feasibility, follicular transplantation is qualitatively, as well as quantitatively, different from traditional grafting; therefore, the mere extrapolation from the older techniques will not allow one to predict the outcome of the newer procedure. The physiologic limitations to transplanting large numbers of traditional grafts. such as the impediment of blood flow and interference with oxygenation as discussed above, clearly do not apply when dealing with the movement of small follicular implants. Experience has shown that over 4000 or more follicular units may be moved safely in one session with the main limitation being the donor supply rather than the physiology of the recipient area.

The surgical issues favoring large sessions are significant. Virgin scalp has normal collagen and normal blood flow. If possible, one should transplant the total number of required grafts in the first session to take advantage of this environment. Successive implantation into a previously treated area is always hindered by the angle of the existing grafts, distortion due to fibrosis, and altered vascularity. Although follicular implantation can minimize these factors, it certainly cannot reduce them to zero. In addition, the spacing, orientation, and distribution of the implants can be planned in an unrestricted fashion without these parameters being controlled by their relationship to existing grafts.

In virgin scalp, the dermis retains its normal distensibility, therefore, implants can be placed closer together with less tendency for "popping" of adjacent units. During the post-op period, the implants will be less likely to elevate or settle as healthy collagen and elastic fibers grasp the transplanted units firmly and add to the glue-like properties of the coagulum in securing the implants.

Hair transplantation often produces varying degrees of telogen effluvium in the recipient area. This hair loss can be substantial in the young patient who is rapidly balding and whose recipient area is characterized by a high degree of miniaturization. Often this lost hair does not return. Unless a significant amount of hair is transplanted in these individuals, the gain from the surgery may not even be adequate to compensate for the loss due to the telogen effluvium.

Large sessions also offer an advantage over multiple small sessions in the donor area. Each time grafts are harvested from the donor area, there is loss of potential donor hair due to destruction of hair adjacent to the wound edges from the fibrosis associated with primary intention closures. In addition, the hair follicles adjacent to the healed suture line are often distorted and more difficult to harvest on subsequent procedures causing an increased number of hairs to be transected. Minimizing the number of times the donor area is accessed will obviously minimize the distortion and wastage due to the closure.

Strip Length

Accurately estimating the size of the donor strip and the amount of hair that it will contain is more difficult in follicular transplantation but also more important because of the large tissue requirements. We find that precise measurements are essential in this regard. As in the assessment of density, a clinical "feeling" about the size of the strip needed is far too imprecise to be relied upon to guide the surgery. To calculate the length of the donor strip we use the following equation (A), or its derivative (B):

(A) Strip Length (in cm)

    # of hairs transplanted = ----------------------------------

    (donor density/mm2) (1 - DS)

    (I - CF) (# of strips x 0.3 cm) x 100

Example: 1. Decide upon the total number of follicular units needed for the transplant (see section on Design of The Recipient Site). 2. Using the densitometer, measure the patient's donor density (in mm2) and observe the patient's natural hair groupings. (If a patient has had prior surgical procedures and the harvesting will be in an area of scarring, estimate the proportion of that area that has been replaced by scar (DS). Remember that the effects of the scarring in reducing donor density will extend slightly into the adjacent hair bearing area due to the follicular distortion that the scar produces. In addition, the size of the follicular units are often decreased in areas of scarring so that it is not uncommon to see a preponderance of 1's in these areas.) 3. Calculate the number of hairs needed based upon the desired total number of follicular units, the proportion of 1, 2, 3, and 4 hair follicular units, and the total number of hairs they will yield. For example: If you plan to transplant 2,500 FU's and the patient has a donor density of 2.2 with 15% of the area affected by prior open donor techniques and has 20% 1's, 45% 2's, 30% 3's, and 5% 4's, you may want the cutters to produce 500 1's for the frontal hairline, and 1100 2's, 800 3's, and 100 4's behind the frontal hairline and on the top of the scalp.


The total number of hairs needed in this patient are:

# of Unitsx Unit Size= # of Hairs
500x 1= 500
1100x 2= 2200
800x 3= 2400
100x 4= 400
2500 5500


When there is no donor scarring, and the donor density is over 1.5 /mm2, the follicular units are intact and the normal follicular density is equal to 1 /mm2 (see section on Natural Hair Groupings). The equation can be reduced to:

# follicular units

(B) Strip Length (in cm) = -----------------------------.

(# strips) (21)

In the above equation, the calculation of strip length becomes independent of donor density. The explanation of this apparent paradox is simple. If, in the above example, one wanted to transplant 2,500 follicular units, and the harvesting and dissection were flawless, one would need exactly 2,500 mm2 or 25cm2 of donor tissue (since the follicular density in normal situations is constant at 1/mm2). In patients with a higher donor density, one would still transplant 2500 follicular units, but each unit would now contain a higher number of hairs, giving greater recipient density. The converse would be true for patients with low donor density. The question that logically follows is "Why bother to take densitometry readings and calculate donor density in the first place?" The reason is that densitometry measurements reveal the composition of the follicular unit and the donor density is actually a measurement of the average size of these units. Thus, a patient who has a donor density of 2.2/mm2 actually has follicular units containing an average of 2.2 hairs each. It is the composition of the follicular unit that ultimately guides the design and planning of the hair restoration.

Density and donor supply

An accurate assessment of the total moveable donor reservoir of hair is critical for long-term planning. In our experience, the average donor density for all patients (both bald and non-bald) seeking a consultation for hair restoration surgery have an average donor density of 2 hairs/mm2. In general, for individuals with straight hair of average diameter, the donor density must be at least 1 hair/mm2 in order to adequately cover the donor area and not have it appear too thin. A density of 1 hair/mm2 is also the minimal density needed to hide an average donor scar. If a patient has wavy or thick hair the minimum density may be slightly less and in patients with very fine, straight hair the minimum density will be more.

The limitations placed upon the amount of harvestable donor hair due to these minimal density requirements needed to cover the donor area, create a relationship between donor density and donor reservoir that is not one to one. A unit change in donor density away from the norm will produce a two-fold change in the availability of transplantable hair. For example, compared to the average person (with a donor density of 2.0mm2), a balding individual with a donor density of 2.7mm2 (which is a 35% increase) will have 70% more hair available to transplant. Conversely, a person with a donor density of 1.3 will have 70% less transplantable hair, and may not be a candidate for surgery regardless of his Norwood classification. If he were to bald extensively, almost any type of hair restoration would leave him desperately short of hair and short on coverage in the donor area. Unless the surgeon is aware of this relationship, miscalculations will be made when relying on absolute donor density in assessing total donor supply.

Preparation, Handling, and Projection of the Follicular Implants

Dissection of the follicular units is the most labor intensive and critical part of the follicular implantation process. We use up to 12 highly trained cutters to produce the implants for a single large case. Proper planning of the recipient area is absolutely dependent upon accurate information regarding the yield of the donor harvest. The dilemma in planning is that waiting until all the units are dissected before implanting extends the length of the surgery beyond medical feasibility and starting before the surgeon has information about the total number of 1, 2 and 3 hair units, limits the ability to make precise decisions regarding size, density and distribution of the recipient sites. Although it would seem that information gleaned from pre-operative densitometry measurements together with the patient's hair characteristics and the calculations described above would be adequate for the creation of the recipient sites, in actuality, once the dissection begins, new crucial information is obtained. For example, patients with gray-white hair can have either dark or light roots. In the latter case, due to decreased visibility, the cutters must leave more stroma around the units, increasing the implant size. As a result, a two-hair implant might require the same size site as a three-hair unit. On the other hand, in patients with fine hair, two hair units may be placed in a site made to accommodate single hairs. In patients with kinky hair, the hair shaft is often so curved below the level of the skin that close dissection of the units is impossible... but sometimes it is not, and the kinky hair behaves during dissection as if it were straight. In all cases, the smallest possible site is used for the respective implant in order to minimize injury to the recipient site and to allow for the very close placement of the follicular units.

In order to take into account these variables, the staff is instructed to take random pieces from the cut strip, and representative units are matched with sample sites. Placing of sites is then limited to the frontal hairline until the first projection of the implants is made. Accurate projections of the total number of units that will be obtained from the donor harvest are critical for the correct placement of the sites with respect to size, density, and distribution, allowing the creation of sites to proceed while the cutting is still in progress.

Both the cut pieces and individual implants are held in 0.9 saline chilled to 59°F. They are never out of chilled solution longer than 3-5 minutes. The placers rest a small amount of follicular units on back of the opposite hand used to hold the forceps. The placers wear powder-free gloves and place gauze under the glove beneath the area where the moistened implants will lie to prevent heat transfer from the hand into the implants. Implants are inserted with curved jewelers forceps. At the beginning of the placing, each assistant will determine his placing speed, which depends upon his skill and the patient's specific hair and scalp characteristics. Once they have determined their speed for the specific case, it is easy for them to determine the amount of grafts that can be safely handled at any one time.

Design of the Recipient Area

In Follicular Implantation, we use five major elements to guide the creation of the recipient sites:

1) produce a natural pattern, 2) frame the face and spare the crown, 3) eliminate contrast, 4) have the hair emerge at natural angles, and 5) have a natural distribution of follicular units. Although an in-depth discussion on design is beyond the scope of this article, we would like to briefly explain the importance of these elements.

Natural pattern

To a large extent, the correct template for hairline placement, hair distribution, and density has already been supplied by nature. The closer one follows the pattern set by nature, the more natural the restoration will appear. A transplant no matter how dense or how perfectly executed will look artificial unless it produces a look that others can recognize as one they had seen before. Just as the follicular implant attempts to mimic the way hair grows in nature on a microscopic level, the overall design of the follicular implantation should strive to mimic nature on a gross level.

The power of "The Isolated Frontal Forelock" recently described by Marritt and Dzubow lies in the fact that they identified a pattern seen in nature that was reproducible within the limits of the patient's donor supply. However, the use of larger grafts for the dense posterior component limits the amount of available donor hair, and creates a natural look only when disguised by the anterior component. The main limitation of flaps and scalp reductions (even in the best of circumstances where there are no complications) is that although they achieve high density, there is no natural counterpart to the distribution they produce. Flaps bring the patient's donor density to the frontal hairline, with a sharp demarcation anteriorly and posteriorly, a pattern never seen in nature. This area of high density must then be supported by a similar density around it to look natural and, of course, if the patient had enough hair to accomplish this, he wouldn't have needed hair restoration in the first place. The scalp reduction, although appealing on a superficial level ("remove the bald area so there will be less area to transplant"), violates the same rules of nature as does the flap. A scar is placed in an area that should have light coverage (if any), the direction of hair is changed, the pattern of future balding of that crown will be altered, and donor density is decreased. In effect, scalp reductions are a "crown transplant" and thereby reduce the hair available for the cosmetically more important front.

We feel that the optimal way to plan a transplant procedure would be to first assess the patient's present pattern of loss and to anticipate his possible future pattern (considering his present age and familial hair loss patterns) using the worst case scenario as a reference point. Next, determine a person's total donor reservoir of hair (taking into account absolute donor density, degree of miniaturization, hair groupings and scalp mobility). Then, carefully analyze his specific hair characteristics which affect the appearance of fullness and naturalness (such as wave, hair shaft diameter, and skin/hair color contrast). With this information in hand, one can realistically plan how far back in time one can go along his hair loss continuum, given the patient's particular resources.

For example, a 55 year old Norwood Class 4 with a donor density of 2.3mm2 and 20% miniaturization in the donor area and wavy hair, may be safely restored to a Class 3 using 1700 follicular units (Table 3). On the other hand, a 23 year old Class 5 patient with a donor density of 1.9mm2 and 35% miniaturization in the donor site, with fine, straight hair should be restored to a Class 3 Vertex, rather than a regular Class 3 using 1500 follicular units. In this situation, we would use 1500 follicular units and leave the crown untreated. If he were to bald extensively, he might end up years later with an isolated tuft of hair in the crown, without enough donor reserves to complete the transplant.

Table 3. Follicular Units: The total number of follicular units generally transplanted in the first session for specific Norwood classifications are listed. In general, the higher the donor density, the greater the number of hairs each follicular unit will contain. With low donor density, little scalp laxity or poor hair characteristics, these targets may not be achievable


Follicular Units

Norwood ClassFollicular UnitsTotal Units With Crown*
3800-1000 +** -
3 Vertex800-1000+1100-1300+
3A1300-1600+-
41100-1400+1500-1800+
4A1700-2100+-
51500-1800+ 1900-2500+
5A 2200-3000+-
6 2000-3200+ 2800-3800+
7 2000-3500+-

*See text for indications.

**We generally do not recommend hair restoration surgery for Class 3 patients unless the hair loss is cosmetically very bothersome, the pattern seems to be stable (i.e., low degrees of donor and recipient site miniaturization), and higher than normal donor density. Often these patients have special circumstances, such as career demands, which require transplantation at an early stage. Informed consent should be obtained regarding the commitment to further surgery if the hair loss progresses.


Frame the face and spare the crown

The patient judges the success of his hair restoration by its ability to enhance his appearance, which is in large part based upon the ability of keeping his facial features in proportion. In this regard, the second important element in proper planning is to make every effort to "frame the face." Transplants which add density to a hairline placed too high (in the hope of conserving donor hair) only accentuate the patient's baldness by elongating a bald forehead. It frames the forehead rather than the face. We generally place the frontal hairline one fingerbreadth (2 cm) above the uppermost brow wrinkle (mature hairline). It is important to differentiate this from the patient's original hairline which sits directly above the brow wrinkles, lacks bitemporal recession, and should not be used as a landmark for planning the transplant. When the donor supply is limited, it is much better to compromise towards the crown than to compromise the critically important position of the frontal hairline.

The decision to transplant the crown is an important one, because compared to other areas of balding, it is the least visible but occupies the greatest area. The progressively balding crown can produce huge demands upon the donor supply, and because this area is also the least stable, hair must always be reserved for this eventuality. Furthermore, the crown expands centrifugally, rather than in the predominantly anterior-posterior direction of the front and top, with the center of the crown always having the least amount of hair and being surrounded by areas of increasing densities. Because of this, any hair placed in the center of a balding crown can result in an island of hair surrounded by a moat of bald skin. To correct this, hair of increasing density must be added around it to be aesthetically balanced, consuming vast amounts of hair that could be better saved for the front. Because of these issues, we generally reserve treatment of the crown for older patients with above-average donor density and stable hair loss of Class 3 Vertex, Class 4, and Class 5, or patients of Norwood Class 6 with high donor density and good scalp mobility (Table 3). If extensive balding is a possibility, it is always best to treat the crown as an extension of the top, rather than as an isolated region to ensure that you will not be short of hair if the intervening region were to bald.

Eliminate contrast

The next element in planning the follicular transplantation is the elimination of contrast. We have already gone to great lengths to illustrate how eliminating contrast on the "micro" level is important, i.e. eliminating the contrast between the individual graft and the surrounding skin. It is equally important to eliminate contrast on the "macro" level, i.e. between one part of the scalp and the other. One of the most striking features about the balding process is that practically all of the Norwood Class A patients look aesthetically worse than their regular Norwood counterparts. In fact, most Norwood Class A patients look worse than patients in the next higher Norwood Class, in spite of the fact that those patients have more hair. Thus, a Norwood Class 4A often looks worse than a Class 5, and a Norwood Class 5A often worse than a Class 6. Clinically, we find that the Class A patients are often the most distraught over their hair loss and benefit most from the transplant procedure.

The reason for this is simple. In the Class A patient, there is the greatest contrast between the hair-bearing area and the totally bald scalp. Curly or wavy hair increases the clinical appearance of density. In the regular Norwood classes, a curly or wavy haired patient will look less bald, because any slight coverage on top will be magnified by the character of the hair. In contradistinction, curly or wavy hair will make the Class A patient look more bald, because in this patient it will accentuate the contrast.

The same reasoning helps to explain why an older patient looks better as a Class 6 than a younger patient. The younger patient has had patterned androgenetic effects causing hair loss in the bald area. His donor density is essentially unchanged. The older patient, however, has had hair loss due to both patterned androgenetic balding as well as loss due to the aging process itself, the latter affecting the "permanent zone." In addition, the older patient has a higher degree of miniaturization in the donor area, which further reduces the contrast. Furthermore, the younger patient with higher donor density will look more bald than his Norwood counterpart with lower density. In patients of all ages where the bald area is too extensive to be covered by adjacent hair, the patient's cosmetic appearance is generally enhanced by keeping the hair short, which is just another means of decreasing the contrast between the two areas. Fortunately, the higher the density of the permanent zone, the worse the bald areas look in comparison, but the more hair there is available to transplant. In a sense, hair transplants do not add hair, they decrease contrast by moving hair around.

Angulation

The single most useful clue to proper angulation is to observe the patient's existing hair. Even in very bald areas a few vestigial hairs will often indicate the original orientation of the terminal hair. When this information is not available, the safest direction to follow, aside from the crown, is generally forward. The majority of hair anterior to the crown points forward with the angle becoming more acute anteriorly. The direction of the frontal hairline is also forward, rather than radial, and only deviates significantly from this as one approaches the temples. Horizontal placement of the frontal hair is usually appropriate, regardless of the slope of the forehead.

Follicular implantation provides almost unlimited freedom in choosing the angle at which the future hair will emerge from the scalp. This is because the mechanical forces facing the larger grafts placed at acute angles do not affect the follicular implant. The delicate swirl of the crown, the abrupt directional changes of the cowlick, and the sharp angulation of the temples, can all be re-created with follicular implants. The challenge is not merely creating these angles, but observing the myriad of patterns seen in nature so that this variety can be duplicated for our patients.

Distribution

In almost all cases of balding, there is a rationing of donor hair due to the necessity of covering an ever expanding recipient area with a much smaller, but finite, donor supply (Table 3). We try to evenly space the individual units in a random rather than grid-like pattern and always try to increase the density in the areas of cosmetic importance. In doing so, we remember the adage "To cover a baseball field with grass, use seed rather than sod . . . , and if you only have a limited amount, use it in the infield."

The Future

We began this article by stating that "Follicular Transplantation is the logical end point of over 30 years of evolution in hair restoration surgery." Although working at the follicular level may be an end point with regard to size, it by no means implies that our work is complete. We feel that four exiting new areas deserve mention.

The first is the use of ultra-pulsed C02 laser systems. The major advantage that lasers are purported to have over traditional slit and punch grafting is that they can create a slit while at the same time removing recipient tissue, like a punch. In follicular transplantation, the implant is already trimmed of excess tissue, therefore, this is of little value. In addition, the laser slit is far too large to grasp the tiny follicular implant. Most importantly, the laser seals the microscopic vasculature while removing tissue. It is the relative preservation of this critical recipient blood flow that makes follicular implantation such an appealing process and allows for the survival of extensive numbers of implants. As laser technology improves and the issues of spacing and thermal injury have been adequately addressed, the advantage of rapidly producing large numbers of uniform slits may make the laser a more valuable tool.

The second is video-imaging. The video-imager4 is actually a sophisticated densitometer, and because of its very high resolution (up to 200X) and its photographic capabilities, it is a means by which implants can be assessed for physical damage, hair counts can be more accurate, and the question of graft survival and yield can be addressed in a scientific way.

The third is cloning. Although still in its infancy, this technique gives rise to the possibility that the hair follicle may be cloned with minimal surrounding connective tissue to produce the ideal follicular implant. Besides having an unlimited donor supply, the surgeon could customize the size of the follicular unit to produce the perfect balance between density and naturalness in the various parts of the recipient scalp.

Finally, the area of automation should have the greatest impact on hair restoration surgery in the near future. Follicular transplantation is a labor-intensive procedure making huge physical demands on the surgeon and staff. Instrumentation currently being developed will streamline the entire process from the harvesting of the donor strip, to the insertion of the implants. With certainty, these future developments will increase the speed and lessen the manpower required in the hair transplant process. If they can also increase the quality of our results, we will have a better, more affordable treatment to offer our patients.

GLOSSARY OF TERMS

Follicular Unit - the unit of tissue moved in the follicular transplantation process, consisting of a hair follicle, associated hair shafts and peri-folliculum.

Follicular Implant - the follicular unit that has been placed in a recipient site created by a puncture wound just large enough to accommodate it.

Follicular Transplantation - a method of hair restoration surgery by which follicular implants are harvested, prepared, and placed in accordance with long-term strategic planning of design to maximize the cosmetic benefit to the patient throughout his lifetime.

Grafts - skin and hair moved in the hair transplantation process in which the transplanted tissue contains approximately the same ratio of follicles to skin present in the donor area.

Mature Hairline - the adult hairline that has not yet shown the effects of genetic balding. At the midline of the forehead, it generally begins 2 cm above the uppermost brow wrinkle.

Modified Nocor - a standard 18 gauge Nocor needle that has be modified so that the blade is 1 mm in diameter. Its specific use is for the creation of single hair recipient sites in patients with hair of average diameter and for one and two hair units in patients with fine hair.

Miniaturization - the progressive diminution of hair shaft size often associated with the loss of pigment due to genetically determined effects of androgenic hormones on the hair follicle.

Natural Hair Groupings - the number of hairs naturally growing together due to the anatomic fusion or association of individual hair shafts. These hairs may share anatomic structures and emerge from a single or adjacent follicular orifices.

Original Hairline - the teenage or adolescent hairline which is generally flat, i.e., does not show bitemporal recession.

References

1. Headington JT: Transverse Microscopic Anatomy of the Human Scalp. Arch Dermatol 1984; 120:450.

2. Rassman WR, Pomerantz MA: The Art and Science of Minigrafting. International Journal of Aesthetic and Restorative Surgery 1993; 1:28-29.

3. Stough, DB: International Society of Hair Restoration Surgery, Third Annual Meeting 1995; Verbal Communication.

4. Haas AF, Grekin RC: Antibiotic Prophylaxis in Dermatologic Surgery. JAAD 1995; 32:155-164.

5. Salasche SJ, Bernstein G, Senkarik M. Surgical Anatomy of the Skin. Norwalk, Connecticut: Appleton and Lange, 1988 pp 176-177.

6. Rassman WR, Carson S: Micrografting in Extensive Quantities, The Ideal Hair Restoration Procedure. Dermatologic Surgery 1995; 21:306-311

7. Larson PO: Topical Hemostatic Agents for Dermatologic Surgery. J Dermatolgic Surg. Oncol. 14:6 1988.

8. Marritt E, Dzubow L: The Isolated Frontal Forelock. Dermatologic Surgery 1995;21523-538.

9. Transplant Videografting System of the Professional Hair Institute; displayed at the International Society of Hair Restoration Surgery, Third Annual Meeting 1995.

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